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Market Abuse Enforcement: Practice and Procedure
This new title is concerned with the interplay between the Financial Services Authority's ('FSA') statutory powers to impose administrative law sanctions on persons that have engaged in abuse in the financial markets and the statutory system of Tribunal accountability provided by the Financial Services and Markets Act 2000 ('the Act').
| Author(s) | By Stuart Bazley. |
|---|---|
| Publisher | Bloomsbury Publishing PLC |
| Format | Hardback |
| Pages | 386 |
| Published in | United Kingdom |
| Published | 28 Feb 2013 |
| Availability | Available |
This new title is concerned with the interplay between the Financial Services Authority's ('FSA') statutory powers to impose administrative law sanctions on persons that have engaged in abuse in the financial markets and the statutory system of Tribunal accountability provided by the Financial Services and Markets Act 2000 ('the Act').
1 Introduction and historical context; 2 Market abuse - UK regulation and its technical provisions; 3 Information: Control and disclosure, market abuse surveillance, information gathering and formal investigations; 4 Enforcement decision-making process
Stuart Bazley has worked in the financial services industry for over 25 years and is currently a consultant. He has also lectured and written extensively on financial services regulation and enforcement
