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Financial Services Authority Regulation and Risk-based Compliance
A guide to the role of risk-based FSA regulation compliance in the financial services industry. It aims to help financial service organisations to comply with their legal responsibilities. It covers topics such as operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services, markets tribunals, and more.
| Author(s) | By Stuart Bazley, Andrew Haynes. |
|---|---|
| Publisher | Bloomsbury Publishing PLC |
| Format | Paperback / softback |
| Pages | 520 |
| Published in | United Kingdom |
| Published | 27 Dec 2006 |
| Availability | Available |
A guide to the role of risk-based FSA regulation compliance in the financial services industry. It aims to help financial service organisations to comply with their legal responsibilities. It covers topics such as operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services, markets tribunals, and more.
