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Conduct and Accountability in Financial Services: A Practical Guide
| Author(s) | By Stacey English, Susannah Hammond. |
|---|---|
| Publisher | Bloomsbury Publishing PLC |
| Format | Paperback / softback |
| Pages | 360 |
| Published in | United Kingdom |
| Published | 29 Nov 2018 |
| Availability | Available |
Chapter 1: Context and drivers for the new regime Chapter 2: Key changes from previous regime Chapter 3: Specifics based of the Senior Managers and Certification Regime as it applies to banks and large investment firms Chapter 4: Specifics of the Seni
Stacey English is head of regulatory intelligence for Thomson Reuters with 20 years of regulatory compliance, risk and audit experience in financial services as a regulator and practitioner. Susannah Hammond is senior regulatory intelligence expert
